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Appeals - Practice. Robertson v. Ontario
In Robertson v. Ontario (Ont CA, 2023) the Court of Appeal considered a joint submission by the parties on a class action certification appeal (with cross-appeal) - here where the parties agreed on the size of facta and compendium, and the time length of oral submissions:[6] I regard appellate advocacy as containing two components: (i) first, educating an appeal panel about a case; and then (ii) persuading the appeal panel to one’s client point of view on the various grounds of appeal.
[7] The main forensic device by which an advocate educates and persuades appeal judges about a case is the written factum, which provides an intelligible pathway through the associated appeal record. A factum affords counsel the opportunity to undertake an unhurried, comprehensive education of the judges in the salient facts of the case, the relevant principles of law (which may or may not be contested), the application of those principles to the facts and – most importantly – an assessment of whether the judge below erred in making factual findings, selecting legal principles or applying legal principles to the facts. As well, the factum contains a strong persuasive component, which builds on the educational foundation undertaken in its earlier parts.
[8] Oral argument proceeds in front of a panel who already have spent time educating themselves about the issues on the appeal and a party’s “pitch” on each issue through their study of the written factum and the associated appeal record. Based on that process of pre-hearing study, the judges on the panel will have formed views about the case, either identifying issues raised by the appeal materials on which they intend to seek clarification from counsel at the hearing or regarding the merits of the appeal as a whole. Given that pre-hearing study by a panel, the goal of effective oral advocacy is to engage the panel in rational persuasion, primarily by clarifying and satisfying any reservations that the judges may hold about aspects of the positions advanced by counsel’s client regarding the decision below.
[9] Since the advocate’s task of oral persuasion takes place after their earlier task of educating and attempting to persuade a panel through the written factum and appeal record, oral persuasion should consume less time than written education and persuasion. Accordingly, on a significant, law-intensive appeal such as this one, I usually see merit in allowing parties to file factums that exceed the standard 30-page limit on the expectation that permitting longer factums should result in the quid-pro-quo of a shorter oral hearing.
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